NTEU Chapter 293 Directory

Rey-Er Lee

Steward

Division of Economic and Risk Analysis
Rebecca Lubens

Steward

San Francisco Regional Office
(415) 705-8153

Rebecca is an Enforcement attorney in the San Francisco Regional Office, where she also serves as a union steward.

Jeff Lyttle

Executive Board member | Steward

San Francisco Regional Office
(415) 705-2341

<p>Jeff is a Broker-Dealer Compliance Examiner in the San Francisco Regional Office. He originally served as a steward there during the early days of the Union, and reassumed that role in 2010. He was appointed to the Executive Board in 2014.</p>

William Maldonado

Steward

Los Angeles Regional Office
(323) 965-3874

William is an Examiner in the Los Angeles Regional Office, where he also serves as a union steward.

Kate Mchale

Executive Board member | Steward

Division of Corporation Finance
(202) 551-3464

Kate is an Attorney Adviser in the Division of Corporation Finance. She serves as a member of the Executive Board, a steward, and also on the Chapter 293 Legislative Committee, as well as the Corp Fin Labor Management Relations Committee.>

Tracey Mckoy

Steward

Division of Corporation Finance
Denise Moody

Steward

Office of Support Operations
(202) 551-8355

Denise Redd Moody is a native Washingtonian who has worked at the Securities and Exchange Commission for well over twenty years. Presently, she is working in the Freedom of Information and Privacy Act office as a FOIA Research Specialist. Denise received her Associates Degree in Biblical Studies from the Logos Christian College in Jacksonville Florida and her Bachelor of Science degree in Organizational Management and Minor in Counseling Psychology from Columbia Union College in Takoma Park Maryland. Denise is currently pursuing her Masters of Divinity/Religious Studies at the Howard University School of Divinity and will graduate May 2015. Denise is presently serving on the Ministerial staff at Reid Temple A.M.E., and is the Minister to Women at the Glenn Dale location. Denise has numerous solid years of leadership and well established working relationships with her co-workers and management. Denise served as a member on the SEC LLMF team where she assisted in establishing the Action Plans for OSO employees and management under the guidance of the consultant Kari Uman, contractor. Denise has experienced and understands the unique challenges that are faced as an employee and is skillfully prepared to negotiate.

Mickael Moore

Executive Board member | Steward

Office of International Affairs
(202) 551-6694

Mickaël is Senior Counsel in the Office of International Affairs in Washington DC, where he serves as a steward, and also as a Headquarters Representative (Professional) on the Executive Board. He has worked for the agency for over 20 years. Mickaël is a Phi Beta Kappa graduate of Rutgers College and graduate of the University of Virginia School of Law.

Jody Moore

Steward

Fort Worth Regional Office

Jody has been a steward in FWRO since 2012. He became a steward to assist staff with questions and issues and to facilitate communications between staff and management. Jody enjoys golf, college football, and live music events.

Michael Nally

Steward

Philadelphia Regional Office
(215) 597-3321

Michael is a Staff Accountant in IA/IC in the Philadelphia Regional Office. He serves as a PLRO steward.

Dan Nigro

Steward

Division of Enforcement

Dan is a Senior Specialized Examiner, working in the Complex Financial Instruments Unit of the SEC’s Enforcement Division. Before coming to the SEC in February 2012, Dan spent more than 25 years in the fixed income industry - as an analyst, trader and portfolio manager. He worked for insurance companies, a money manager, and a Hedge Fund/CDO manager. The insights and experience he gained as a CDO/subprime securities manager at the epicenter of the Mortgage Financing Crisis were (and continue to be) utilized by the RMBS Taskforce in helping to secure more than $40 billion in settlements (to date). For his efforts with the DOJ (Eastern District of New York), in 2015 he was presented an award by now-Attorney General Loretta Lynch. In addition, he was also given an award for his RMBS contributions by Paul Fishman and the DOJ in New Jersey in 2016. Mr. Nigro has an MBA (magna cum laude) and BS from the State University at Buffalo, and he is a lifetime member of Beta Gamma Sigma – for his distinction in business studies. Dan is married, has two teenaged children, and has lived in Montclair, NJ for over 20 years.

Drew O'Brien

Steward

Chicago Regional Office
(312) 886-3215

Drew is a union steward in the Chicago Regional Office.

James O'Connor

Steward

Division of Investment Management
(202) 551-6943

James is an Attorney Adviser in the Division of Investment Management in Washington.

Dee O'Hair

Executive Board member

Chicago Regional Office
(312) 353-5421

Dee is an enforcement attorney in the Chicago Regional Office.

Sean O'Neill

Steward

Miami Regional Office
(305) 982-6302

Sean is an Enforcement attorney in the Miami Regional Office who serves as a steward.

Amy Oliver

Steward

Salt Lake Regional Office

Amy J. Oliver is a trial counsel in the Salt Lake Regional Office, where she also serves as a union steward. Amy is a native of Salt Lake City and spent nine years at the Department of Justice and six years in private practice before joining the SLRO.

William Ostrow

Executive Board member | Steward

New York Regional Office
(212) 336-0599

William Ostrow is a staff accountant with Broker-Dealer in the New York Regional Office, where he serves as a steward. He has been with the Commission since July 1999. He has also served for several years as a delegate to the NTEU National Legislative Conference in Washington, D.C. He continues to represent Broker-Dealer in the Local Labor Management Forum. He successfully completed the SEC Securities and Financial Regulation and Certificate Program offered in conjunction with Georgetown University Law Center. He is a current member of both the Association of Certified Fraud Examiners (“CFE”) and the Securities and Exchange Commission Historical Society. He became a published author at 9 years old and volunteered over 1,100 hours at a local hospital. He currently enjoys spending time with his family and traveling internationally. He enjoyed watching his son learn Spanish on a recent trip to Guatemala as well as watching his daughter take her first steps while on vacation.

Tom Peirce

Steward

Division of Enforcement
(202) 551-4837

Tom started his federal service as a Peace Corps Volunteer in Togo, West Africa. He currently is an attorney in the Division of Enforcement, where he also serves as a steward.

Lawrence Pisto

Steward

Boston Regional Office
(617) 573-5920

Lawrence is an Enforcement attorney in the Boston Regional Office, where he also serves as a steward.

Paul Prata

Steward

Boston Regional Office
(617) 573-5918

Paul is a Staff Accountant at the Boston Regional Office.

Susan Schneider

Executive Board | Steward

Office of Compliance Inspections and Examinations
(202) 551-6393

Susan has worked in the Office of Compliance Examinations and Inspections in Washington, DC as a Securities Compliance Examiner and currently as a Staff Accountant since 1999. She has been involved with the union since its inception and helped hand out ballots in 450 E Street. She serves on the Executive Board and as a Steward. Susan is also the founder and current Chair of the Veterans Committee. In her spare time, she enjoys spending time with her husband and her 2 pugs, as well as reading and traveling the globe. She is currently studying to become proficient in Italian and hopes to one day move back to Italy where she and her husband met.

Don Searles

Steward

Los Angeles Regional Office
(323) 965-4573
Joyce Segura

Executive Board member | Steward

Office of Information Technology
(202) 551-3529

Joyce is Program Manager Analyst in the Office of Information Technology, where she serves as a Steward and a Headquarters Representative to the Executive Board.

Neal Seiden

Steward

Atlanta Regional Office
(404) 842-7607

Neal is a Senior Accountant in the Atlanta Regional Office, where he also serves as a union steward.

Ed Sullivan

Executive Board member

Atlanta Regional Office
(404) 842-7612

Ed is a Trial Attorney in the Atlanta Regional Office, where he serves as a member of the Chapter 293 Executive Board.

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