NTEU Chapter 293 Directory

Wanda Hunter

Steward

Division of Examinations
(202) 551-6457

Wanda is an Attorney-Advisor in OCIE’s Office of Chief Counsel, Compliance. Prior to joining OCC, she worked in the broker-dealer examination program. She served in that capacity for approximately ten years conducting examinations focused on AML compliance at a wide range of broker-dealers.

Jeanine Jackson

Executive Board member

Office of Municipal Securities

Jeanine serves as an HQ representative on Chapter 293's Executive Board. She works in OMS.

Corey Jennings

Steward

Division of Corporation Finance
(202) 551–3460

Corey is a Special Counsel in the Office of International Corporate Finance.

Rebekah Lindsey

Steward

Division of Corporation Finance

Rebekah is a Staff Accountant in the Division of Corporation Finance and a union steward. She joined the SEC in 2004 after working in public accounting and private industry. She currently reviews filings for companies in the technology industry and before that, the financial services industry. She holds a B.S. in Business Administration from Sonoma State University and is a CPA in the state of California.

Jeff Lyttle

Executive Board member | Steward

San Francisco Regional Office
(415) 705-2341

Jeff is a Broker-Dealer Compliance Examiner in the San Francisco Regional Office. He originally served as a steward there during the early days of the Union, and reassumed that role in 2010. He was appointed to the Executive Board in 2014.

William Maldonado

Steward

Los Angeles Regional Office
(323) 965-3874

William is an Examiner in the Los Angeles Regional Office, where he also serves as a union steward.

Joni Marks

Executive Board | Steward

Denver Regional Office

Joni is a Staff Accountant in the Denver Regional Office, where she also serves as a steward and Executive Board member.

Tracey Mckoy

Executive Board member | Steward

Division of Corporation Finance
(202) 551-3772

Tracey is a Staff Accountant in the Division of Corporation Finance, where she also serves as a member of the Chapter 293 Executive Board and a steward.

Denise Moody

Executive Board member | Steward

Office of Support Operations
(202) 551-8355

Denise Redd Moody is a native Washingtonian who has worked at the Securities and Exchange Commission for well over twenty years. Presently, she is working in the Freedom of Information and Privacy Act office as a FOIA Research Specialist. Denise served as a member on the SEC LLMF team where she assisted in establishing the Action Plans for OSO employees and management under the guidance of the consultant Kari Uman, contractor. Denise has experienced and understands the unique challenges that are faced as an employee and is skillfully prepared to negotiate.

Mickael Moore

Executive Board member | Steward

Office of International Affairs
(202) 551-6694

Mickaël is Senior Counsel in the Office of International Affairs in Washington DC, where he serves as a steward, and also as a Headquarters Representative (Professional) on the Executive Board. He has worked for the agency since 1991.

Jody Moore

Steward

Fort Worth Regional Office
(817) 978-6425

Jody has been a steward in FWRO since 2012. He became a steward to assist staff with questions and issues and to facilitate communications between staff and management. Jody enjoys golf, college football, and live music events.

Regina Mumford-Rush

Steward | Executive Board Member

Office of Acquisitions
(202) 551-7463

Regina is a native New Yorker who has worked as a procurement professional in the DMV area for over 30 years. She joined the SEC in 2008 working as a Contracting Officer and a Team Lead in the Office of Acquisitions. Regina endeavors to create a positive environment that radiates professionalism, builds trust, and establishes relationships that foster frank and respectful communication between bargaining unit members and management. This level of communication is key to her success in carrying out her responsibilities where she channels her optimistic outlook, energy, and ebullient personality in an effort for others to achieve their goals. Regina’s tenacity, strong leadership abilities, and problem solving skills will give others a positive perspective on the future. Her giving and caring nature has and will continue to motivate and inspire others in her capacity as your union steward.

Michael Nally

Steward

Philadelphia Regional Office
(215) 597-3321

Michael is a Staff Accountant in IA/IC in the Philadelphia Regional Office. He serves as a PLRO steward.

Drew O'Brien

Executive Board member

Chicago Regional Office
(312) 886-3215

Drew is an Enforcement attorney in the Chicago Regional Office, where he also serves as the CHRO representative on the Chapter 293 Executive Board.

Dee O'Hair

Steward

Chicago Regional Office
(312) 353-5421

Dee is an enforcement attorney in the Chicago Regional Office.

Sean O'Neill

Steward

Miami Regional Office
(305) 982-6302

Sean is an Enforcement attorney in the Miami Regional Office who serves as a steward.

William Ostrow

Executive Board member | Steward

New York Regional Office
(212) 336-0599

William is a Senior Staff Accountant in the Division of Examinations with Investment Adviser / Investment Company (IAIC) in the New York Regional Office, where he serves as a steward. He has been with the Commission since July 1999. He has served for over 10 years as a delegate to the NTEU National Legislative Conference in Washington, D.C. He continues to represent Broker-Dealer (BDX) and IAIC in the Labor-Management Relations Committee (LMRC). He successfully completed the SEC Securities and Financial Regulation and Certificate Program offered in conjunction with Georgetown University Law Center. He is a current member of both the Association of Certified Fraud Examiners (“CFE”) and the Securities and Exchange Commission Historical Society. In January 2016, he became a CAMS Certified Anti-Money Laundering Specialist (ACAMS).

Malinda Pileggi

Steward

Chicago Regional Office
(312) 886-0816

Malinda is a Staff Accountant in the Chicago Regional Office. She joined the Commission in 2007 and works in the Office of Compliance Inspections and Examinations for the Investment Adviser and Investment Company Program. Prior to joining the Commission, she worked at the National Futures Association and in the private sector. Malinda received a B.B.A. from Loyola University Chicago, her J.D. from Chicago-Kent College of Law and earned the designations of Chartered Alternative Investment Analyst and Certified Fraud Examiner.

Lawrence Pisto

Steward

Boston Regional Office
(617) 573-5920

Lawrence is an Enforcement attorney in the Boston Regional Office, where he also serves as a steward.

Patricia Sardnola

Steward

Boston Regional Office
(617) 573-5913

Patricia is a Staff Accountant in the Boston Regional Office, where she also works as a union steward.

James Scoggins

Steward

Division of Enforcement

James works for the Enforcement Division, and serves as a union steward.

Joyce Segura

Executive Board member | Steward

Office of Information Technology
(202) 551-3529

Joyce is a Financial Management Specialist in the Office of Information Technology, where she serves as a Steward and a Headquarters Representative to the Executive Board.

Nina Smallwood-Johnson

Steward

Office of Investor Education and Advocacy

Nina is an attorney in the Office of Investor Education & Advocacy. She previously worked as an attorney in the Office of Market Oversight. Prior to joining the SEC, she worked as counsel for The Acacia Group, a broker-dealer. Nina received her JD and MBA from The American University in Washington D.C.

Ed Sullivan

Executive Board member

Atlanta Regional Office
(404) 842-7612

Ed is a Trial Attorney in the Atlanta Regional Office, where he serves as a member of the Chapter 293 Executive Board.

Ryan Sutcliffe

Steward

Division of Investment Management
(202) 551-6197

Ryan is an attorney in the Disclosure Review and Accounting Office in the Division of Investment Management. He previously worked as an attorney in the Office of Market Oversight and the Broker-Dealer/Exchange Program within the Office of Compliance Inspections and Examinations.

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