Noel A Gittens
Steward | Executive Board Member
Division of Enforcement
(202) 551-4830
Noel is a Senior Attorney in the Enforcement Division at Headquarters in Washington, D.C., where he serves as a steward.
James Giugliano
Chapter 293 Treasurer | Executive Board Member | Steward
Division of Corporation Finance
(202) 551-3319
James is a senior accountant in the Division of Corporation Finance, where he serves as a steward and as a member of the CorpFin Labor Management Relations Committee. He also serves as Chapter 293's Treasurer. In his role in the Division of Corporation Finance, James reviews filings from registrants in the Office of Trade & Services for compliance with accounting standards and disclosure rules. He has been with the Commission since 2007 and is proud to have become a member of Chapter 293 on his first day at the SEC. James has prior experience in both public accounting and private industry. He graduated with a BS in Accounting and International Business from the Stern School of Business at New York University and is a CPA.
Joshua M Herbst
Steward
Chicago Regional Office
(312) 886-8524
Josh is a Risk Management Specialist in the Chicago Regional Office, where he also serves as a union steward.
Wanda D Hunter
Executive Board member | Steward
Division of Examinations
(202) 551-6457
Wanda is an Attorney-Advisor in OCIE’s Office of Chief Counsel, Compliance. Prior to joining OCC, she worked in the broker-dealer examination program. She served in that capacity for approximately ten years conducting examinations focused on AML compliance at a wide range of broker-dealers.
Jeanine D Jackson
Executive Board member
Office of Municipal Securities
(202) 551-7534
Jeanine serves as an HQ representative on Chapter 293's Executive Board. She works in OMS.
Abraham I Jacob
Steward
Division of Trading and Markets
(202) 551-5583
A.J. is a special counsel in the Office of Financial Responsibility. He joined the SEC in 2013 in the Office of Clearance and Settlement in the Division of Trading and Markets. While in OCS he worked on rulemaking related to clearing agency standards and the supervision of security-based swap clearing agencies. In 2018 he joined the Office of Broker-Dealer Finances where he has worked on a wide range of matters related to the broker-dealer financial responsibility rules, as well as matters related to the regulation of security-based swap dealers, major security-based swap participants, and OTC derivatives dealers. Prior to joining the Commission, he worked at a law firm in Washington, DC handling broker-dealer and investment adviser regulatory matters. He received his J.D., and an LL.M., from Georgetown.
Corey A Jennings
Steward
Division of Corporation Finance
(202) 551–3460
Corey is a Special Counsel in the Office of International Corporate Finance.
Jeffrey Nicholas Kauten
Steward
Division of Corporation Finance
(202) 551-3447
Jeff is an attorney in the Division of Corporation Finance and a union steward. He joined the SEC in 2013 after working at a law firm and currently reviews filings for companies in the technology industry.
Rebekah Blakeley Lindsey
Steward
Division of Corporation Finance
(202) 551-3303
Rebekah is a Staff Accountant in the Division of Corporation Finance and a union steward. She joined the SEC in 2004 after working in public accounting and private industry. She currently reviews filings for companies in the technology industry and before that, the financial services industry. She holds a B.S. in Business Administration from Sonoma State University and is a CPA in the state of California.
Jeffrey A Lyttle
Executive Board member | Steward
San Francisco Regional Office
(415) 705-2341
Jeff is a Broker-Dealer Compliance Examiner in the San Francisco Regional Office. He originally served as a steward there during the early days of the Union, and reassumed that role in 2010. He was appointed to the Executive Board in 2014.
William Maldonado
Executive Board member
Los Angeles Regional Office
(323) 965-3874
William is an Examiner in the Los Angeles Regional Office, where he also serves on the Executive Board.
Jody Z Moore
Executive Board Member
Fort Worth Regional Office
(817) 978-6425
Jody has been a steward in FWRO since 2012. He became a steward to assist staff with questions and issues and to facilitate communications between staff and management. Jody enjoys golf, college football, and live music events.
Mickael P Moore
Executive Board member | Steward
Office of International Affairs
(202) 551-6694
Mickaël is Senior Counsel in the Office of International Affairs in Washington DC, where he serves as a steward, and also as a Headquarters Representative (Professional) on the Executive Board. He has worked for the agency since 1991.
Regina K Mumford-Rush
Steward | Executive Board Member
Office of Acquisitions
(202) 551-7463
Regina is a native New Yorker who has worked as a procurement professional in the DMV area for over 30 years. She joined the SEC in 2008 working as a Contracting Officer and a Team Lead in the Office of Acquisitions. Regina endeavors to create a positive environment that radiates professionalism, builds trust, and establishes relationships that foster frank and respectful communication between bargaining unit members and management. This level of communication is key to her success in carrying out her responsibilities where she channels her optimistic outlook, energy, and ebullient personality in an effort for others to achieve their goals. Regina’s tenacity, strong leadership abilities, and problem solving skills will give others a positive perspective on the future. Her giving and caring nature has and will continue to motivate and inspire others in her capacity as your union steward.
Michael K. Nally
Steward
Philadelphia Regional Office
(215) 597-3321
Michael is a Staff Accountant in IA/IC in the Philadelphia Regional Office. He serves as a PLRO steward.
Andrew P O'Brien
Executive Board member
Chicago Regional Office
(312) 886-3215
Drew is an Enforcement attorney in the Chicago Regional Office, where he also serves as the CHRO representative on the Chapter 293 Executive Board.
Dee A O'Hair
Steward
Chicago Regional Office
(312) 353-5421
Dee is an enforcement attorney in the Chicago Regional Office.
Sonja L Osborne
Steward
Office of Support Operations
(202) 551-8371
Sonja is a Lead Research Specialist in the Office of FOIA Services. She serves as a OSO steward.
William David Ostrow
Executive Board member | Steward
New York Regional Office
(212) 336-0599
William is a Senior Staff Accountant in the Division of Examinations with Investment Adviser / Investment Company (IAIC) in the New York Regional Office, where he serves as a steward. He has been with the Commission since July 1999. He has served for over 10 years as a delegate to the NTEU National Legislative Conference in Washington, D.C. He continues to represent Broker-Dealer (BDX) and IAIC in the Labor-Management Relations Committee (LMRC). He successfully completed the SEC Securities and Financial Regulation and Certificate Program offered in conjunction with Georgetown University Law Center. He is a current member of both the Association of Certified Fraud Examiners (“CFE”) and the Securities and Exchange Commission Historical Society. In January 2016, he became a CAMS Certified Anti-Money Laundering Specialist (ACAMS).
Shirela Myrtle Patterson
Steward
Fort Worth Regional Office
(817) 900-2632
Shirela is an attorney and a steward in the Fort Worth Regional Office.
Stacey Kramer Peikin
Steward
Division of Examinations
Stacey is a steward in the EXAMS program.
Jaime Pickles
Steward
Boston Regional Office
(617) 573-5917
Jaime is a steward in the BRO.
Lawrence W Pisto
Steward
Boston Regional Office
(617) 573-5920
Lawrence is an Enforcement attorney in the Boston Regional Office, where he also serves as a steward.
Victoria Fay Prescott
Steward
Fort Worth Regional Office
(817) 978-6468
Victoria joined the staff of the Commission in 1989 as a Staff Attorney in the Division of Enforcement/FWRO. She served as the Federal Woman’s Program Coordinator for the FWRO, and in the spring of 1992 received the Commission’s Jeanne Gerber Hartford Award for Contributions to the Status of Women. Later that year, Victoria became a Branch Chief in Enforcement. Ultimately, she served as a Deputy Assistant in Enforcement at the FWRO. In 2001, she received the Commission’s Supervisory Excellence Award. In 2004, Victoria joined FWRO Division of Examinations, where she serves as Regulatory Counsel. In 2009, Victoria received the Commission’s Community Service Award. In 2014, she completed the Excellence in Government Fellowship Program. Building on the EIG program’s group project involving the TSP, Victoria continued to work with representatives of OPM, the SSA, the FRTIB (TSP) and Federal Executive Boards to create a retirement training program for federal employees located throughout the country. This training differs from industry sponsored events because all trainers are federal employees with expertise in various fields related to federal retirement. Thousands of federal employees have participated in this training, which in 2020 received a Pensions & Investments Eddy Award. Victoria also serves on the FWRO Diversity and Inclusion Committee. Victoria graduated from the University of Texas in 1978 and from the University of Houston, School of Law in 1981. Following law school, Victoria served as an Assistant District Attorney for Tarrant County Texas, in both the Trial and Appellate Divisions, and a brief stint in private practice. Victoria loves spending time with her husband, sons and daughter-in-law. She also enjoys music, time with friends cycling, hiking, chatting about books as well as having the family’s three spirited dogs take her on walks.
