NTEU Chapter 293 Directory

Jeff Lyttle

Executive Board member | Steward

San Francisco Regional Office
(415) 705-2341

Jeff is a Broker-Dealer Compliance Examiner in the San Francisco Regional Office. He originally served as a steward there during the early days of the Union, and reassumed that role in 2010. He was appointed to the Executive Board in 2014.

William Maldonado

Steward

Los Angeles Regional Office
(323) 965-3874

William is an Examiner in the Los Angeles Regional Office, where he also serves as a union steward.

Joni Marks

Executive Board | Steward

Denver Regional Office

Joni is a Staff Accountant in the Denver Regional Office, where she also serves as a steward and Executive Board member.

Kate Mchale

Executive Board member | National Steward

Division of Corporation Finance
(202) 551-3464

Kate is currently serving on a four-month detail to the Corp Fin Office of the Managing Executive. She has recused herself from union representational activity during this detail.

Tracey Mckoy

Executive Board member | Steward

Division of Corporation Finance
(202) 551-3772

Tracey is a Staff Accountant in the Division of Corporation Finance, where she also serves as a member of the Chapter 293 Executive Board and a steward.

Denise Moody

Executive Board member | Steward

Office of Support Operations
(202) 551-8355

Denise Redd Moody is a native Washingtonian who has worked at the Securities and Exchange Commission for well over twenty years. Presently, she is working in the Freedom of Information and Privacy Act office as a FOIA Research Specialist. Denise received her Associates Degree in Biblical Studies from the Logos Christian College in Jacksonville Florida and her Bachelor of Science degree in Organizational Management and Minor in Counseling Psychology from Columbia Union College in Takoma Park Maryland. Denise is currently pursuing her Masters of Divinity/Religious Studies at the Howard University School of Divinity and will graduate May 2015. Denise is presently serving on the Ministerial staff at Reid Temple A.M.E., and is the Minister to Women at the Glenn Dale location. Denise has numerous solid years of leadership and well established working relationships with her co-workers and management. Denise served as a member on the SEC LLMF team where she assisted in establishing the Action Plans for OSO employees and management under the guidance of the consultant Kari Uman, contractor. Denise has experienced and understands the unique challenges that are faced as an employee and is skillfully prepared to negotiate.

Mickael Moore

Executive Board member | Steward

Office of International Affairs
(202) 551-6694

Mickaël is Senior Counsel in the Office of International Affairs in Washington DC, where he serves as a steward, and also as a Headquarters Representative (Professional) on the Executive Board. He has worked for the agency for over 20 years. Mickaël is a Phi Beta Kappa graduate of Rutgers College and graduate of the University of Virginia School of Law.

Jody Moore

Steward

Fort Worth Regional Office
(817) 978-6425

Jody has been a steward in FWRO since 2012. He became a steward to assist staff with questions and issues and to facilitate communications between staff and management. Jody enjoys golf, college football, and live music events.

Michael Nally

Steward

Philadelphia Regional Office
(215) 597-3321

Michael is a Staff Accountant in IA/IC in the Philadelphia Regional Office. He serves as a PLRO steward.

Drew O'Brien

Executive Board member

Chicago Regional Office
(312) 886-3215

Drew is an Enforcement attorney in the Chicago Regional Office, where he also serves as the CHRO representative on the Chapter 293 Executive Board.

Dee O'Hair

Steward

Chicago Regional Office
(312) 353-5421

Dee is an enforcement attorney in the Chicago Regional Office.

Sean O'Neill

Steward

Miami Regional Office
(305) 982-6302

Sean is an Enforcement attorney in the Miami Regional Office who serves as a steward.

Amy Oliver

Steward | Executive Board Member Ex Officio

Salt Lake Regional Office
(801) 524-6748

Amy J. Oliver is a trial counsel in the Salt Lake Regional Office, where she also serves as a union steward. Amy is a native of Salt Lake City and spent nine years at the Department of Justice and six years in private practice before joining the SLRO.

William Ostrow

Executive Board member | Steward

New York Regional Office
(212) 336-0599

William Ostrow is a staff accountant with Broker-Dealer in the New York Regional Office, where he serves as a steward. He has been with the Commission since July 1999. He has also served for several years as a delegate to the NTEU National Legislative Conference in Washington, D.C. He continues to represent Broker-Dealer in the Local Labor Management Forum. He successfully completed the SEC Securities and Financial Regulation and Certificate Program offered in conjunction with Georgetown University Law Center. He is a current member of both the Association of Certified Fraud Examiners (“CFE”) and the Securities and Exchange Commission Historical Society. He became a published author at 9 years old and volunteered over 1,100 hours at a local hospital. He currently enjoys spending time with his family and traveling internationally. He enjoyed watching his son learn Spanish on a recent trip to Guatemala as well as watching his daughter take her first steps while on vacation.

Malinda Pileggi

Steward

Chicago Regional Office
(312) 886-0816

Malinda is a Staff Accountant in the Chicago Regional Office. She joined the Commission in 2007 and works in the Office of Compliance Inspections and Examinations for the Investment Adviser and Investment Company Program. Prior to joining the Commission, she worked at the National Futures Association and in the private sector. Malinda received a B.B.A. from Loyola University Chicago, her J.D. from Chicago-Kent College of Law and earned the designations of Chartered Alternative Investment Analyst and Certified Fraud Examiner.

Lawrence Pisto

Steward

Boston Regional Office
(617) 573-5920

Lawrence is an Enforcement attorney in the Boston Regional Office, where he also serves as a steward.

Patricia Sardnola

Steward

Boston Regional Office
(617) 573-5913

Patricia is a Staff Accountant in the Boston Regional Office, where she also works as a union steward.

James Scoggins

Steward

Division of Enforcement

James works for the Enforcement Division, and serves as a union steward.

Joyce Segura

Executive Board member | Steward

Office of Information Technology
(202) 551-3529

Joyce is Program Manager Analyst in the Office of Information Technology, where she serves as a Steward and a Headquarters Representative to the Executive Board.

Ed Sullivan

Executive Board member

Atlanta Regional Office
(404) 842-7612

Ed is a Trial Attorney in the Atlanta Regional Office, where he serves as a member of the Chapter 293 Executive Board.

Tenita Thomas

Steward

Atlanta Regional Office
(404) 842-5735

Tenita is a Compliance Examiner in the Atlanta Regional Office.

Dinah Touny

Steward

Los Angeles Regional Office
(323) 965-4515

Dinah is an Attorney Adviser in the BD Examination program in the Los Angeles Regional Office, where she also serves as a steward. Prior to working at the SEC, she worked as an associate at Akin Gump’s Los Angeles office, as a Deputy District Attorney for the San Bernardino County District Attorney’s Office, including in the Special Prosecutions Division, and as an Assistant U.S. Attorney in the Criminal Division of the U.S. Attorney’s Office for the Central District of California. She received her B.A. in Economics, magna cum laude, from UCLA, where she was a member of Phi Beta Kappa, and received her J.D. from Harvard Law School.

Patricia Trujillo

Executive Board member | Steward

Philadelphia Regional Office
(215) 597-3189

Patricia A. Kuzma Trujillo is a Senior Counsel for the Enforcement Division in the Philadelphia Regional Office, where she serves as the PLRO Representative on the Executive Board, serves as the PLRO’s Leave Bank Liaison and previously served as a shop steward. She also filed one of the first grievances and secured the first arbitration victory upholding the rights of enforcement attorneys under the CBA to telework. Before joining the Commission staff, Ms. Trujillo was a litigation attorney for over 10 years at law firms in Pennsylvania and California. She received a B.S., with honors, in economics and political science from Colorado State University and her J.D. from Georgetown University Law Center.

Will Tudor

Steward

Miami Regional Office
(305) 982-6330

Will is a Securities Compliance Examiner in the Miami Regional Office, where he serves as as Steward.

Carlos Vasquez

Steward

San Francisco Regional Office
(415) 705-2343

Carlos is Senior Counsel, Division of Enforcement, in the San Francisco Regional Office of the U.S. Securities and Exchange Commission. Carlos is responsible for the review and investigation of complaints directed to the San Francisco office. Carlos is also a member of the Division of Enforcement’s JOBS Act Task Force and one of the principal organizers of the SEC’s Silicon Valley Initiative program with the Stanford Rock Center for Corporate Governance. Before his current position, Carlos worked as a staff attorney and investigated a wide range of matters related to accounting fraud, stock options back dating, Ponzi schemes, the Foreign Corrupt Practices Act and other violations of the federal securities laws. Prior to joining the SEC, he worked in private practice representing issuers, directors and officers in securities class actions and SEC investigations. Carlos received his Juris Doctor from Harvard Law School in 1994 and his Bachelor of Arts from the University of Texas at Austin in 1991.

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