Renee Addison
Steward
Division of Examinations
(202) 551-5679
Renee is a steward in the Division of Examinations.
Paul N. Anderson
Executive Board member | Steward
Division of Examinations
(202) 551-5917
Paul is a Senior Securities Compliance Examiner in the Division of Examinations at Headquarters. Paul started at the Commission in 2000 as an attorney in the Division of Enforcement at the Miami Regional Office and then joined Examinations in 2007, where he has served in a number of roles including Branch Chief for the Office of Broker-Dealer in Washington, DC. Paul has a B.A. from the State University of New York at Binghamton and a J.D from the University of Miami School of Law. Prior to joining the Commission, he practiced admiralty and employment law in Miami and was also a registered representative in the securities industry. In 2009, he retired from the United States Navy Reserve at the rank of Commander. He lives in Montclair, Virginia with his wife Jane, their daughters Kate and Claire, and their two retired racing greyhounds, Sunny and Lenny.
Jacqueline Beth Berman-Gorvine
Steward
Division of Enforcement
(202) 551-4874
Jackie is a steward in the Enforcement Division in DC.
Samantha A Brutlag
Steward
Division of Investment Management
(202) 551-6405
Sam is an attorney adviser in the Division of Investment Management.
Laura D Compton
Steward
Division of Trading and Markets
(202) 551-5871
Laura is senior special counsel in the SEC’s Division of Trading and Markets, where she advises the Commission on regulation of derivatives markets and other cross-border regulatory issues. In 2023, the SEC selected her to serve as an Excellence in Government Fellow, the premier innovation and effectiveness program for federal government leaders. Prior to joining the SEC, Laura advised on a broad array of cross-
border securities offerings as an associate in the London office of Sullivan & Cromwell LLP. Laura served as a law clerk to the Hon. Allyson Duncan of the U.S. Court of Appeals for the Fourth Circuit. She is a graduate of Wellesley College and Georgetown University Law Center.
border securities offerings as an associate in the London office of Sullivan & Cromwell LLP. Laura served as a law clerk to the Hon. Allyson Duncan of the U.S. Court of Appeals for the Fourth Circuit. She is a graduate of Wellesley College and Georgetown University Law Center.
Daniel Deli
Steward
Division of Economic and Risk Analysis
(202) 551-5850
Dan is a Financial Economist in the Office of Asset Management (DERA), where he also serves as Chapter 293 steward.
Brittany A Ebbertt
Steward
Division of Corporation Finance
(202) 551-3572
Brittany is a steward in Corp Fin.
Pamela Kathleen Ellis
Steward
Division of Investment Management
(202) 551-3506
Pamela is a Senior Counsel in the Investment Company Regulation Office in the Division of Investment Management, where she serves as a steward.
Brittany Kaye Frassetto
Steward
Division of Enforcement
(202) 551-5501
Brittany is an attorney in the Enforcement Division in D.C., where she also serves as a union steward. She joined the SEC in 2023. She is a graduate of Marquette University and Georgetown University Law Center.
Joyce M Gammelmo
Executive Board member | Steward
Division of Economic and Risk Analysis
(202) 551-8932
Joyce is a Senior Advisor to the Managing Executive in the Division of Economic and Risk Analysis. She serves as the Headquarters Representatives on the Executive Board and as a Steward for several HQ offices and DERA. She also serves as a member of the SEC Diversity Council, the co-chair of the DERA Local Labor Management Relations Committee, and an advocate and long-standing member of the Disability Interests Advisory Committee.
James Giugliano
Chapter 293 Treasurer | Executive Board Member | Steward
Division of Corporation Finance
(202) 551-3319
James is a senior accountant in the Division of Corporation Finance, where he serves as a steward and as a member of the CorpFin Labor Management Relations Committee. He also serves as Chapter 293's Treasurer. In his role in the Division of Corporation Finance, James reviews filings from registrants in the Office of Trade & Services for compliance with accounting standards and disclosure rules. He has been with the Commission since 2007 and is proud to have become a member of Chapter 293 on his first day at the SEC. James has prior experience in both public accounting and private industry. He graduated with a BS in Accounting and International Business from the Stern School of Business at New York University and is a CPA.
Wanda D Hunter
Executive Board member | Steward
Division of Examinations
(202) 551-6457
Wanda is an Attorney-Advisor in OCIE’s Office of Chief Counsel, Compliance. Prior to joining OCC, she worked in the broker-dealer examination program. She served in that capacity for approximately ten years conducting examinations focused on AML compliance at a wide range of broker-dealers.
Jeanine D Jackson
Executive Board member
Office of the Chief Operating Officer
(202) 551-7534
Jeanine serves as an HQ representative on Chapter 293's Executive Board. She works in OMS.
Abraham I Jacob
Steward | Executive Board Member
Division of Trading and Markets
(202) 551-5583
A.J. is a special counsel in the Office of Financial Responsibility. He joined the SEC in 2013 in the Office of Clearance and Settlement in the Division of Trading and Markets. While in OCS he worked on rulemaking related to clearing agency standards and the supervision of security-based swap clearing agencies. In 2018 he joined the Office of Broker-Dealer Finances where he has worked on a wide range of matters related to the broker-dealer financial responsibility rules, as well as matters related to the regulation of security-based swap dealers, major security-based swap participants, and OTC derivatives dealers. Prior to joining the Commission, he worked at a law firm in Washington, DC handling broker-dealer and investment adviser regulatory matters. He received his J.D., and an LL.M., from Georgetown.
Corey A Jennings
Steward | Executive Board Member
Division of Corporation Finance
(202) 551–3460
Corey is a Special Counsel in the Office of International Corporate Finance.
Jeffrey Nicholas Kauten
Steward
Division of Corporation Finance
(202) 551-3447
Jeff is an attorney in the Division of Corporation Finance and a union steward. He joined the SEC in 2013 after working at a law firm and currently reviews filings for companies in the technology industry.
Rebekah Blakeley Lindsey
Steward
Division of Corporation Finance
(202) 551-3303
Rebekah is a Staff Accountant in the Division of Corporation Finance and a union steward. She joined the SEC in 2004 after working in public accounting and private industry. She currently reviews filings for companies in the technology industry and before that, the financial services industry. She holds a B.S. in Business Administration from Sonoma State University and is a CPA in the state of California.
Mickael P Moore
Executive Board member | Steward
Office of International Affairs
(202) 551-6694
Mickaël is Senior Counsel in the Office of International Affairs in Washington DC, where he serves as a steward, and also as a Headquarters Representative (Professional) on the Executive Board. He has worked for the agency since 1991.
Regina K Mumford-Rush
Steward | Executive Board Member
Office of Acquisitions
(202) 551-7463
Regina is a native New Yorker who has worked as a procurement professional in the DMV area for over 30 years. She joined the SEC in 2008 working as a Contracting Officer and a Team Lead in the Office of Acquisitions. Regina endeavors to create a positive environment that radiates professionalism, builds trust, and establishes relationships that foster frank and respectful communication between bargaining unit members and management. This level of communication is key to her success in carrying out her responsibilities where she channels her optimistic outlook, energy, and ebullient personality in an effort for others to achieve their goals. Regina’s tenacity, strong leadership abilities, and problem solving skills will give others a positive perspective on the future. Her giving and caring nature has and will continue to motivate and inspire others in her capacity as your union steward.
Sonja L Osborne
Steward
Office of Support Operations
(202) 551-8371
Sonja is a Lead Research Specialist in the Office of FOIA Services. She serves as a OSO steward.
Stacey Kramer Peikin
Steward
Division of Examinations
Stacey is a steward in the EXAMS program.
Krystal A Peters
Steward
Office of Financial Management
(202) 551-8262
Krystal is a steward in the Office of Financial Management.
Nina Smallwood-Johnson
Executive Board member | Steward
Office of Investor Education and Advocacy
Nina is an attorney in the Office of Investor Education & Advocacy. She previously worked as an attorney in the Office of Market Oversight. Prior to joining the SEC, she worked as counsel for The Acacia Group, a broker-dealer. Nina received her JD and MBA from The American University in Washington D.C.
Sherard S Ware
Steward
Office of Information Technology
Sherard is IT specialist in OIT, where he also serves as a steward.