NTEU Chapter 293 Directory
Steward
Renee is a steward in the Division of Examinations.
Chapter 293 Vice President | Executive Board member | Steward
Lance is an Attorney Adviser in the Office of Compliance Inspections and Examinations, where he also serves as Chapter 293 Vice President, steward and member of the Executive Board.
Steward
Paul is a Senior Securities Compliance Examiner in the Division of Examinations at Headquarters. Paul started at the Commission in 2000 as an attorney in the Division of Enforcement at the Miami Regional Office and then joined Examinations in 2007, where he has served in a number of roles including Branch Chief for the Office of Broker-Dealer in Washington, DC. Paul has a B.A. from the State University of New York at Binghamton and a J.D from the University of Miami School of Law. Prior to joining the Commission, he practiced admiralty and employment law in Miami and was also a registered representative in the securities industry. In 2009, he retired from the United States Navy Reserve at the rank of Commander. He lives in Montclair, Virginia with his wife Jane, their daughters Kate and Claire, and their two retired racing greyhounds, Sunny and Lenny.
Steward
David is a Trial Attorney in the Atlanta Regional Office, where he also serves as a union steward.
Chapter 293 Chief Steward | Executive Board member
Dan is a Senior Counsel in the Asset Management Unit in the Division of Enforcement at the Boston Regional Office. He has been active with the union since its creation -- first as a steward, then as the BRO Representative on the Executive Board, and, more recently, as the Chapter’s Chief Steward. Before joining the SEC in 2000, Dan worked as a staff attorney for the Federal Trade Commission’s Boston Regional Office, as an in-house counsel with Welch’s (the grape juice people), as a law clerk to Associate Justice Ruth Abrams of the Massachusetts Supreme Judicial Court, and as a legislative aide to a Massachusetts State Representative. Dan has a B.A. from Brown University, magna cum laude, and a J.D. from Harvard Law School, cum laude. He lives in Belmont, MA, with his wife, Barbara, who is an active member of the Massachusetts Teachers Association, and their sons, Brendan and Joseph.
Steward
Jackie is a steward in the Enforcement Division in DC.
Steward
Alix is an Enforcement Attorney in the New York Regional Office, where she also serves as a steward.
Steward
Morgan is an OGC attorney who serves as a steward.
Steward
Sam is an attorney adviser in the Division of Investment Management.
Chapter 293 Secretary | Executive Board member | Steward
Melissia serves as Chapter 293's Secretary. She is a Senior Attorney in the LA Regional Office, where she also serves as a steward.
Steward
Luis joined the SEC in 1999 as an examiner in OCIE’s Investment Adviser/Investment Company examination program. In 2013 he moved over to the Division of Investment Management’s Analytics Office where he conducts examinations to identify systemic risk and assist in rulemaking efforts, and where he serves as a union steward. He is a Certified Fraud Examiner and graduated from St. Peter’s College in 1999 with a degree in International Business and Trade.
Steward
Ellen works in Enforcement in the SFRO, where she serves as a steward.
Steward
Jason joined the Commission’s IA/IC Examination Program in November of 2016 after working as an enforcement attorney with the Illinois Securities Department for ten years. Jason studied at Kent State for undergrad and, in 2000, graduated from Indiana University with a J.D. and a M.P.A. In his spare time Jason enjoys watching the New York Rangers, walking the dog, camping and hiking.
Steward
Rey works as an IT Specialist in the Miami Regional Office. He has been with the SEC since 2005. Prior to joining the SEC, he worked for the Department of Justice for 7 years.
Steward
Angelica Daughaday joined the Commission in February 2005. She is a Senior Staff Account in the IA/IC Program.
Steward
Dan is a Financial Economist in the Office of Asset Management (DERA), where he also serves as Chapter 293 steward.
Steward
Brittany is a steward in Corp Fin.
Steward
Pamela is a Senior Counsel in the Investment Company Regulation Office in the Division of Investment Management, where she serves as a steward.
Steward
Carol is a Staff Accountant in the New York Regional Office.
National Steward
James is a Senior Enforcement Attorney in the Boston Regional Office. He received a BA and an MA in history from Providence College, and a JD from Boston College Law School. He worked for several years as an attorney in the private sector, becoming a partner at the Boston law firm of Morrison, Mahoney. He commenced his service at the SEC in 1998 as an enforcement attorney in Washington. He spent seven years in the Enforcement Division in Washington, where he worked on a number of securities fraud investigations, before transferring to Boston. James favors utilizing a constructive approach when dealing with management, but believes that the union offers employees a stronger voice within the agency than any single employee could ever have on his or her own. He lives minutes from Narragansett Bay near Providence with his wife and their three sons, aged 2, 4 and 6. He and his wife are active in their parish and in his children’s school. Although he is an avid golfer and custom golf clubmaker most of his time these days goes to renovating his family’s home.
Steward | Executive Board Member
Paul is the steward and Executive Board member in the Salt Lake City Regional Office.
Steward
Jeffrey is a Staff Accountant at the New York Regional Office in the Office of Compliance Inspections & Examinations in the Investment Adviser & Investment Company Program. He joined the Commission in 2003. When he’s not at work, Jeffrey tries to keep his mind sharp by reading and tries to stay in shape to keep up with his three young children.
Steward
Scott is a steward in the Denver Regional Office.
Executive Board member | Steward
Joyce is a Management and Program Analyst in the Division of Economic and Risk Analysis, where she serves as a member of the SEC Diversity Council, is an advocate and long-standing member of the Disability Interests Advisory Committee, and serves on the Chapter 293 Executive Board.
Steward
Danny is a Legal Instruments Examiner in the Office of Financial Management, where he serves as a Steward and as a Headquarters Representative (Op Center) on the Executive Board.